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Service
Level 1
  81 Financial Services 07

Level 2
  811 Banking and other financial services (excluding insurance) 07B

Level 3
  811 Banking and other financial services (excluding insurance) 07Ba

Measures Applicable at this Level Level 0, Level 1 and Level 2 Measures Also Applicable
Showing 41 - 60 of 840 items
NameTypeAgencyLawValidity
    
Requirement for capital adequacy ratioAdministrative RequirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for change in legal status if entity exceeds prescribed revenueNumerical restrictions (operation / output)Bank of the Lao PDRRegulation For Non-Deposit Taking Microfinance Institutions No. 02/BoL, dated 20 June 200831-12-9999
Requirement for change of ownership of trademark to be recordedPerformance requirements (non-mandatory)Science Technology and Environment AgencyDecree on Trademarks No. 06/PM, dated 18 January 199531-12-9999
Requirement for commercial banks to keep accounting recordsPerformance requirements (mandatory)Security Exchange commissionInstruction on accounting of commercial banks and Financial institutions relating to securities transaction No. 207/AFD, dated 15 December 201031-12-9999
Requirement for company providing credit rating services relating to securities activities to be licensedLicensing (based on experience, track record, technical requirements, and/or other)Security Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirements to issue sharesAdministrative RequirementsSecurity Exchange commissionLaw on Securities No. 21/NA, dated 10 December 201231-12-9999
Requirement for consumer protection organisaitons to provide information on dangerous goods and servicesAdministrative RequirementsMinistry of Industry and CommerceConsumer Protection Law No. 02/NA, dated 30 June 201031-12-9999
Requirement for disclosing 3 categories of informationAdministrative RequirementsSecurity Exchange commissionDecision on information disclosure No. 014/SEC, dated 19 May 201131-12-9999
Requirement for domestic and foreign individuals and legal entities to have a license to operate an insurance businessLicensing (based on experience, track record, technical requirements, and/or other)Ministry of FinanceInsurance Law Amended No. 06/NA, dated 21 December 201131-12-9999
Requirement for establishing an insurance business is the grant of a license based on technical requirementsLicensing (based on qualifications / education)Ministry of FinanceInsurance Law Amended No. 06/NA, dated 21 December 201131-12-9999
Requirement for establishing an insurance business: a minimum capitalMinimum capital requirementsMinistry of FinanceInsurance Law Amended No. 06/NA, dated 21 December 201131-12-9999
Requirement for establishment of recruitment service enterprises to be based on meeting technical requirementsNationality (for services supplier)Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for establishment of recruitment service enterprises to be based on meeting technical requirementsAuthorization / permit requirements Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for establishment of recruitment service enterprises to be based on meeting technical requirementsLicensing (based on experience, track record, technical requirements, and/or other)Ministry of Labour and Social WelfareAmended Labour Law No. 43/NA, dated 24 December 201331-12-9999
Requirement for fee in the form of warranty to be deposited to conduct concession investmentFeeMinistry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
Requirement for fee payable for stocks traded on securities exchangeFeeSecurity Exchange commissionOrdinance on profit tax and fees for business operation in the securities exchange No. 001/PO, dated 28 December 201031-12-9999
Requirement for fees to be paid by a company to issue corporate bonds to the publicFeeSecurity Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirement for fees to be paid to issue corporate bonds to a limited circleFeeSecurity Exchange commissionRegulation on issuance of corporate bond No. 019/LSC, dated 22 December 201431-12-9999
Requirement for foreign investor in joint venture to contribute minimum capitalMinimum capital requirementsMinistry of Planning and InvestmentLaw on Investment Promotion No. 02/NA, dated 8 July 200931-12-9999
Requirement for foreign investors to have minimum capitalMinimum capital requirementsMinistry of Planning and InvestmentDecree on the Implementation of the Investment Promotion Law No. 119/PM, dated 20 April 201131-12-9999
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