| Requirements for establishing public fund include having licensed fund managers | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for foreign investors wishing to trade securities | Performance requirements (mandatory) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for issuance of corporate bonds to the public | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Regulation on issuance of corporate bond No. 019/LSC, dated 22 December 2014 | 31-12-9999 |
| Requirements for location of data recovery site | Administrative Requirements | Security Exchange commission | Notification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 2012 | 31-12-9999 |
| Requirements for registered capital and working capital | Minimum capital requirements | Ministry of Finance | Insurance Law Amended No. 06/NA, dated 21 December 2011 | 31-12-9999 |
| Requirements for securities business professional license | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for specific form to establish of a securities company by a foreign securities company | Form of establishment | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for the conditions for commercial bank to act as custodian bank | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements for the establishment of a representative office of a foreign insurance company | Licensing (based on experience, track record, technical requirements, and/or other) | Ministry of Finance | Insurance Law Amended No. 06/NA, dated 21 December 2011 | 31-12-9999 |
| Requirements for the insurance contracts to be insured with resident insurer | Residency of services suppliers | insurance Management Authority | Ministerial Instruction on implmenting the Law on Insurance No. 539/MOF, dated 19 February 2014 | 31-12-9999 |
| Requirements to be met by issuer wishing to list its securities on the securities exchange | Performance requirements (mandatory) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to be met by issuer wishing to list its securities on the securities exchange | Minimum capital requirements | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to be met to establish public funds | Form of establishment | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to be met to establish public funds include having a license | Form of establishment | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to be met to establish public funds include having a license | Licensing (based on experience, track record, technical requirements, and/or other) | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirements to incorporate an asset management company | Form of establishment | Security Exchange commission | Law on Securities No. 21/NA, dated 10 December 2012 | 31-12-9999 |
| Requirent for changes to information technology system of securities companies to be first approved | Performance requirements (mandatory) | Security Exchange commission | Notification Subject: Establishment, development and application of an information technology system in securities companies No. 371/SECO, dated 24 February 2012 | 31-12-9999 |
| Requrement to obtain a license to establish and operate insurance business | Licensing (based on experience, track record, technical requirements, and/or other) | Ministry of Finance | Insurance Law Amended No. 06/NA, dated 21 December 2011 | 31-12-9999 |
| Restrictions on business operations | Numerical restrictions (operation / output) | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
| Restrictions on investment not exceeding percentage of capital | Numerical restrictions (operation / output) | Bank of the Lao PDR | Regulation For Deposit-Taking MFIs No. 04/BOL, dated 20 June 2008 | 31-12-9999 |
